Membership Information Form
Applicants who have not previously undergone a compliance review are also required to complete the Membership Information Form (MIF).
The MIF is a compliance questionnaire covering areas such as risk management, post trade processing, clearing, and client documentation (if applicable). The completed MIF will be reviewed by our compliance team who will then arrange a visit / conference call to discuss the information provided and to ensure that the applicant can comply with NYSE Liffe’s requirements.
A set of guidance notes are provided which highlight specific Rules and cover the areas which should be detailed in the applicant’s internal procedures.